Finishing operations
Grinding and Lapping
Lapping and grinding.
Comparison Between Grinding And Lapping Of
Machined Part Surface Roughness In Micro
And Nano Scale
Micro and Nano surface finish has become an important parameter in
semiconductor, optical, electrical and mechanical industries. The write-up
is a comparison between two traditional finishing processes, grinding
and lapping. Machined parts surface roughness in micro and nano scale
can be measured using two different devises in two different directions
normal and perpendicular to the machining direction. Results will show
that the traditional finishing processes are not suitable for nano scale
surface finish. There is a significant difference between the normal and
perpendicular measured surface roughness in nano and micro scale.
1.0 INTRODUCTION:
Final finishing operations in manufacturing of precise parts are
always of concern owing to their most critical, intensive labour and
least controllable nature. In the era of nanotechnology, deterministic
high precision finishing methods are of utmost importance. The
need for high precision in manufacturing was felt by manufacturers
worldwide to improve interchangeability of components, improve
quality control and longer fatigue life. Taniguchi reviewed the
historical progress of achievable machining accuracy during the last
century. The machining processes were classifieds into three categories
on the basis of achievable accuracy in conventional machining, precision
machining and ultraprecision machining. Ultraprecision machining
are the processes by which the highest possible dimensional accuracy
is achieved at a given point of time. This is a relative definition which
varies with time. It was predicted that by 2000 AD, the machining
accuracies in conventional processes would reach 1 μm, while in
precision and ultraprecision machining would reach 0.01μm (10 nm)
and 0.001μm (1 nm) respectively.
The study of micro and nano surface metrology is becoming common
in industrial and research environments as structures and surface
features become smaller and smaller. Scanning interferometry
is becoming increasingly important in metrology analysis because of
various factors such as ; the possibility of non-destructive measurement
– no sample contact or preparations are required ; its accurate and
quantitative surface characterization; the fast and convenient sample
loading and set-up; the capability of measuring a wide range of
materials; high resolution; highly repeatable measurements; fully
automated measurement – ideal for process control; performing
roughness and step height analysis within a single measurement;
the possibility of surface coating measurement – film thickness and
real surface roughness measurement. It can address many of the
challenging measurement problems that exist when studying samples
at the micro and nano scale. These include the measurement of
critical dimensions, heights, angles, surface roughness, solving etch
rate/time problems, measuring stress gradients, etc.
Roughness is an important parameter for sample properties control.
Various roughness ranges are normally studied in order to define
the overall properties of the surface and one of the limitations to the
analysis is the bandwidth of the measurement method. It is very
important to accurately evaluate the quantities values of surface
roughness, to determine the possibility of their usage and quality
of products, to measure the effective height of surface roughness, a
scanning microscope is used. Comparing the surface roughness
machined with traditional finishing, grinding and lapping in small
scale can help in choosing the finishing methods used in production of
small parts.
The surface roughness in nano scale which is generally measured
with optical microscope/profilometer and the scanned profile of the grinding
and lapping surface show that the surface after grinding process is
smoother than lapping process.
The comparison between the grinding and lapping surfaces gives
a different result in micro and nano, the lapping process is better in
micro while the grinding in nano scale, the cutoff distance in measuring
surface roughness may be the reasons of this result because in nano
scale the cutoff distance is very small i.e. About 2-4 nm while in micro it is about 0.8-1
mm.
2.0 CONCLUSION:
The surface roughness in each case will indicate only qualitative value.
Quantities comparisons is not possible to define in nano scale surface
roughness because it differs from one place to another on the machined
surface. Lapping process gives better surface than grinding in micro
scale, while in nano scale the grinding process is better. Measuring
direction has an effect in the micro and nano surface roughness. It is seen in practice
that the traditional finishing processes it not suitable in nano scale machined part.
https://youtu.be/8YZdE1LuyTs
LAPPING AND POLISHING
1.0: Introduction
Lapping and polishing is a process by which material is precisely removed from a workpiece (or specimen) to produce a
desired dimension, surface finish, or shape. The process of lapping and polishing materials has been applied to a wide
range of materials and applications, ranging from metals, glasses, optics, semiconductors, and ceramics. Lapping and
polishing techniques are beneficial due to the precision and control with which material can be removed. Surface finishes
in the nanometer range can also be produced using these techniques, which makes lapping and polishing an attractive
method for materials processing.
This paper describes some basics about lapping, including equipment setup, typical lapping techniques, and
nomenclature.
2.0: Back to Basics
There are several techniques used for removing material from a particular workpiece (also called specimen in this
discussion). Grinding, lapping, polishing, and CMP (chem.-mechanical polishing) are all techniques used for precise
removal of material. A brief discussion of terms is needed to understand the basics of what is being referred to when
these topics are discussed.
2.1: Grinding
Grinding can be defined as the rapid removal of material from a sample either to reduce it to a suitable size or to
remove large irregularities from the surface. The grinding wheel or plate typically rotates at a high speed (around 200-
1000rpm) and a coarse, bonded abrasive (> 40 m) is used. Grinding is quick and relatively easy process but can
cause deep subsurface damage in delicate materials. Typically grinding is applied to hard metals such as high carbon
steels where rapid removal is essential and subsurface damage is not a critical parameter. For delicate materials the
grinding process must be a balance of material removal and subsurface damage. In many cases it is advisable to
initially cut the specimen with a gentle mechanical method such as a wire saw. A properly prepared wire saw cut
sample can eliminate the grinding process altogether.
2.2: Lapping
Lapping is the removal of material to produce a smooth, flat, unpolished surface. Lapping processes are used to
produce dimensionally accurate specimens to high tolerances (generally less than 2.5 m uniformity). The lapping
plate will rotate at a low speed (<80 rpm) and a mid-range abrasive particle (5-20m) is typically used. Lapping
removes subsurface damage caused by sawing or grinding and produces the required thickness and flatness.
Although the lapping process is less damaging than grinding, there are two regimes of lapping: free abrasive lapping
and fixed abrasive lapping.
Free Abrasive Lapping is when abrasive slurry is applied directly to a lapping plate (e.g. cast iron). This is perhaps
the most accurate method for producing specimens and causes the least amount of damage. Free abrasive lapping is
accurate because of the rigid lapping surface which can be tailored to suit a particular material. Fixed Abrasive Lapping
is when an abrasive particle in bonded to a substrate as with abrasive lapping films and SiC papers. Abrasive lapping
films have various particles bonded to a thin, uniform polyester substrate and are also capable of producing a very flat
surface. SiC papers are much thicker than the film and create the potential for rounded edges on the sample.
Lapping and Polishing
Basics
2.3: Polishing
Polishing is the removal of material to produce a scratch-free, specular surface using fine (<3m) abrasive particles.
Polishing is typically done at very low speeds using either polishing cloths, abrasive films, or specially designed lapping
plates. Polishing with a cloth or lapping plate requires the use of free abrasive, and is a very low damage process when
performed properly. Plate material and cloth material are critical when polishing a particular sample as the properties of
these substrates are important in the final polish quality of the specimen.
Polishing with a lapping plate is a common process used in the case of metals and hard ceramic type materials.
Polishing using copper composite plates or tin / lead lapping plates can produce high quality surface finishes with high
removal rates. In many cases the use of a polishing cloth is required, and thus the selection of a proper polishing cloth
is important. Polishing cloth properties needed depend on the application. If flatness is of primary concern, short nap
cloths (such as Nylon) are used to maintain flatness. When the final surface finish is of primary concern, longer napped
cloths (such as Rayon and Silk) are used. Many cloth materials today combine the best of both worlds, allowing
flatness and surface finish combined to provide maximum performance. Polyurethane pads are commonly used for
final polishing processes and produce excellent flatness and surface finish.
Polishing with abrasive films also produces excellent results. The flatness of the films combined with high removal
rates makes them an attractive alternative to cloth and plate polishing methods.
2.4: Chem-mechanical Polishing (CMP)
Chem-mechanical polishing (CMP) is a technique that combines both chemical and mechanical polishing principles to
achieve uniform removal rates of a highly composite specimen (such as integrated circuit device fabrication). CMP is
typically done using a hard polyurethane polishing pad combined with a slurry of finely dispersed alumina or silica
particles in an alkaline solution. CMP combines the selectivity of chemical polishing with the mechanical removal
properties of standard mechanical polishing techniques. The two combined give excellent selectivity and planarity and
can be tailored to many different materials.
2.5: Abrasive Types
There is a wide selection of abrasives to choose from when selecting a lapping and polishing process. Selecting an
abrasive is dependent upon the specimen hardness, desired surface finish, desired removal rate, lifetime, and price.
There are four basic types of abrasives that are used in lapping and polishing processes: silicon carbide (SiC),
aluminium oxide or alumina (Al2O3), boron carbide (B4C), and diamond (C). All of these abrasives have distinct
properties and are used for different materials and applications.
SiC: SiC is hard and generally has a needle or blocky structure. SiC is used in many applications where
rough lapping is required. It seldom is used for polishing or applications that require smooth surface
finishes.
Al2O3: Al2O3 is relatively hard and has a sharp, angular structure. Alumina is commonly used where fine
surface finishes are required as it breaks down over time and gives excellent surfaces during lapping
and polishing. Alumina is also relatively inexpensive.
B4C: B4C is harder than most other abrasives (excluding diamond) and has a blocky crystal structure. B4C
provides excellent removal rates and is typically used when fast removal with moderate surface quality
is needed.
Diamond: Diamond is the hardest material known and has a sharp, angular structure. Diamond is extremely
useful in lapping and polishing due to its removal rates and surface finishing qualities. Diamond can
produce excellent surface finishes combined with high removal rates.
About the Creator
Saroj Kumar Senapati
I am a graduate Mechanical Engineer with 45 years of experience. I was mostly engaged in aero industry and promoting and developing micro, small and medium business and industrial enterprises in India.


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